Broker Check

Our Services

Through leading-edge technology and access to unbiased research, your KM representative will identify investment opportunities and outline an investment strategy designed to help you meet your financial goals. 

Our office specializes in providing the following financial services:

*Tax-deferal strategies for selling Commercial Real Estate, a Home, or a Business: Learn if a Deferred Sales Trust could work for you at:

*Business continuation/succession planning insurance

*Retirement Planning/Income Planning

*Retirement Plans for Businesses & Individuals

*Complimentary Investment &/Or Insurance reviews

  • Tax-aware investment strategies
  • Investment management
  • Retirement planning strategies
  • Estate conservation
  • Wealth Management
  • College Savings Planning

Your Account is Protected.
The Securities Investor Protection Corporation (“SIPC”) protects certain customer funds up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit Our clearing firms offer additional coverage. 

Our clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $600 million. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters of $150 million, including cash of up to $2.15 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.